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Who's Moving Where In Wealth Management? RBC, LPL Financial
Editorial Staff
31 October 2018
RBC Founded in 2012 by Steven Jones, the firm’s history dates back to 1954 when Steve’s Jones’ father, Floyd Jones, started his career as an investment advisor. The younger Jones followed in his father’s footsteps, launching his career as an advisor in 1986. Seattle First Asset Management is located in the Seattle metro area, and includes operations manager Loren McEwan, who holds FINRA Series 7 & 66 licenses. The team offers wealth management and investment advice.
to its broker-dealer and corporate registered investment advisor platforms. The firm serves about $800 million of client brokerage and advisory assets as of October 26, 2018. Previously, Seattle First Asset Management was with Signator Investors.